History of Actions | Background | Title |
Description: Mississippi Securities Act; revise.
| 1 | 01/14/97 | (S) | Referred To Judiciary | |
| 2 | 01/30/97 | (S) | Title Suff Do Pass | |
| 3 | 02/05/97 | (S) | Passed | |
| 4 | 02/06/97 | (S) | Transmitted To House | |
| 5 | 02/11/97 | (H) | Referred To Judiciary A | |
| 6 | 03/04/97 | (H) | Died In Committee |
| Effective date | Passage | |
| Disposition | Dead | |
| Deadline | General Bill/Constitutional Amendment | |
| Revenue | No | |
| 3/5ths vote required | Yes |
Senate Committee:
House Committee:
Principal Author: Robertson
Code Sections: A 075-0071-0105, A 075-0071-0109, A 075-0071-0113, A 075-0071-0119, A 075-0071-0303, A 075-0071-0305, A 075-0071-0307, A 075-0071-0313, A 075-0071-0317, A 075-0071-0319, A 075-0071-0333, A 075-0071-0401, A 075-0071-0409, A 075-0071-0421, A 075-0071-0701
Title: AN ACT TO REVISE THE MISSISSIPPI SECURITIES ACT; TO AMEND SECTION 75-71-105, MISSISSIPPI CODE OF 1972, TO REVISE THE DEFINITIONS; TO AMEND SECTION 75-71-109, MISSISSIPPI CODE OF 1972, TO REVISE THE AUTHORITY OF THE SECRETARY OF STATE TO CARRY OUT THE PROVISIONS OF THE CHAPTER; TO AMEND SECTION 75-71-113, MISSISSIPPI CODE OF 1972, TO CLARIFY WHAT SECURITIES REQUIRE THE FILING OF SALES AND ADVERTISING LITERATURE; TO AMEND SECTION 75-71-119, MISSISSIPPI CODE OF 1972, TO REVISE WHAT SECTIONS OF THE CHAPTER APPLY TO OFFERS TO BUY OR SELL IN THIS STATE; TO AMEND SECTION 75-71-303, MISSISSIPPI CODE OF 1972, TO REVISE THE REGISTRATION OF INVESTMENT ADVISERS AND INVESTMENT ADVISER REPRESENTATIVES; TO AMEND SECTION 75-71-305, MISSISSIPPI CODE OF 1972, TO CLARIFY THE EXPIRATION OF REGISTRATION; TO AMEND SECTION 75-71-307, MISSISSIPPI CODE OF 1972, TO CLARIFY THAT FEDERAL COVERED ADVISERS SHALL FILE WITH THE SECRETARY OF STATE; TO AMEND SECTION 75-71-313, MISSISSIPPI CODE OF 1972, TO REVISE THE REGISTRATION FEES; TO AMEND SECTION 75-71-317, MISSISSIPPI CODE OF 1972, TO REVISE THE MINIMUM CAPITAL RULES; TO AMEND SECTION 75-71-319, MISSISSIPPI CODE OF 1972, TO REVISE THE TERMS OF CONDITIONS OF SURETY BONDS; TO AMEND SECTION 75-71-333, MISSISSIPPI CODE OF 1972, TO REVISE THE POST-REGISTRATION REQUIREMENTS; TO AMEND SECTION 75-71-401, MISSISSIPPI CODE OF 1972, TO REVISE THE EXEMPTIONS TO REGISTRATION; TO CODIFY SECTION 75-71-408, MISSISSIPPI CODE OF 1972, TO COVER THE FILING OF FEDERAL COVERED SECURITIES; TO AMEND SECTION 75-71-409, MISSISSIPPI CODE OF 1972, TO REVISE THE FILING FEES; TO AMEND SECTION 75-71-421, MISSISSIPPI CODE OF 1972, TO REVISE THE OFFERING OF CERTAIN FEDERAL COVERED SECURITIES; TO AMEND SECTION 75-71-701, MISSISSIPPI CODE OF 1972, TO CLARIFY SERVICE OF PROCESS; AND FOR RELATED PURPOSES.
End Of Document
1997/History/SB\SB2564.htm