Mississippi Legislature

1997 Regular Session

House Bill 1124

[Introduced] [Passed House] [Sent to Governor]

Instructions Bill Status Menu





History of Actions

Background

Title

Description: Securities; revise Mississippi Securities Act (SOS).

History of Actions:

101/15/97(H)Referred To Judiciary A
201/29/97(H)Title Suff Do Pass
302/06/97(H)Passed
402/07/97(H)Transmitted To Senate
502/11/97(S)Referred To Judiciary
603/04/97(S)Title Suff Do Pass As Amended
703/05/97(S)Amended
803/05/97(S)Passed As Amended
903/06/97(S)Returned For Concurrence
1003/18/97(H)Concurred in Amend From Senate
1103/20/97(H)Enrolled Bill Signed
1203/21/97(S)Enrolled Bill Signed
1303/21/97Due From Governor 03/27/97
1403/27/97Approved by Governor

Background Information:

Effective datePassage
DispositionLaw
DeadlineGeneral Bill/Constitutional Amendment
RevenueNo
3/5ths vote requiredYes
Chapter number480

House Committee:

Senate Committee:

Principal Author: Perry

Code Sections: A 075-0071-0105, A 075-0071-0109, A 075-0071-0113, A 075-0071-0119, A 075-0071-0303, A 075-0071-0305, A 075-0071-0307, A 075-0071-0313, A 075-0071-0317, A 075-0071-0319, A 075-0071-0333, A 075-0071-0401, A 075-0071-0409, A 075-0071-0421, A 075-0071-0701

Title: AN ACT TO REVISE THE MISSISSIPPI SECURITIES ACT; TO AMEND SECTION 75-71-105, MISSISSIPPI CODE OF 1972, TO REVISE THE DEFINITIONS; TO AMEND SECTION 75-71-109, MISSISSIPPI CODE OF 1972, TO REVISE THE AUTHORITY OF THE SECRETARY OF STATE TO CARRY OUT THE PROVISIONS OF THE CHAPTER; TO AMEND SECTION 75-71-113, MISSISSIPPI CODE OF 1972, TO CLARIFY WHAT SECURITIES REQUIRE THE FILING OF SALES AND ADVERTISING LITERATURE; TO AMEND SECTION 75-71-119, MISSISSIPPI CODE OF 1972, TO REVISE WHAT SECTIONS OF THE CHAPTER APPLY TO OFFERS TO BUY OR SELL IN THIS STATE; TO AMEND SECTION 75-71-303, MISSISSIPPI CODE OF 1972, TO REVISE THE REGISTRATION OF INVESTMENT ADVISERS AND INVESTMENT ADVISER REPRESENTATIVES; TO AMEND SECTION 75-71-305, MISSISSIPPI CODE OF 1972, TO CLARIFY THE EXPIRATION OF REGISTRATION; TO AMEND SECTION 75-71-307, MISSISSIPPI CODE OF 1972, TO CLARIFY THAT FEDERAL COVERED ADVISERS SHALL FILE WITH THE SECRETARY OF STATE; TO AMEND SECTION 75-71-313, MISSISSIPPI CODE OF 1972, TO REVISE THE REGISTRATION FEES; TO AMEND SECTION 75-71-317, MISSISSIPPI CODE OF 1972, TO REVISE THE MINIMUM CAPITAL RULES; TO AMEND SECTION 75-71-319, MISSISSIPPI CODE OF 1972, TO REVISE THE TERMS AND CONDITIONS OF SURETY BONDS; TO AMEND SECTION 75-71-333, MISSISSIPPI CODE OF 1972, TO REVISE THE POST-REGISTRATION REQUIREMENTS; TO AMEND SECTION 75-71-401, MISSISSIPPI CODE OF 1972, TO REVISE THE EXEMPTIONS TO REGISTRATION; TO CODIFY SECTION 75-71-408, MISSISSIPPI CODE OF 1972, TO COVER THE FILING OF FEDERAL COVERED SECURITIES; TO AMEND SECTION 75-71-409, MISSISSIPPI CODE OF 1972, TO REVISE THE FILING FEES; TO AMEND SECTION 75-71-421, MISSISSIPPI CODE OF 1972, TO REVISE THE OFFERING OF CERTAIN FEDERAL COVERED SECURITIES; TO AMEND SECTION 75-71-701, MISSISSIPPI CODE OF 1972, TO CLARIFY SERVICE OF PROCESS; AND FOR RELATED PURPOSES.


Information pertaining to this measure was last updated on 03/28/97 at 08:26.



End Of Document

1997/History/HB\HB1124.htm